Letter from Faye Feinstein 05-21-2009

Order Appointing Receiver 05-20-2009

Receiver Update 05-26-2009

Receiver's First Report 6-10-09

Cover Letter Regarding Motion to Stay 6-12-2009

Receiver's Rule 7.4 Expedited Non-Dispositive Motion to Stay - 6-12-2009

Hearing Date Changed – 6-15-2009

Update- 6-26-2009

Brown Investment Fund- Financial Statement - 6-26-2009

Update July 7-2-2009

Letter to Wealth Management Clients- 7-9-2009

Update July 7-21-2009

Notice of Filing of Application for Allowance and Payment of Fees and Requested Hearing Thereon

8-21-09 Investors Advisory Committee Meeting

Second Report of Receiver 09-04-2009

Receiver's Proposed Plan for the Allocation of Assets of Wealth Management LLC and the WML Funds

Order Granting Receiver's Motion to Set Briefing Schedule and Hearing on Receiver's Proposed Plan for the Allocation of Assets

Objection by the Joanne Miller Trust, David Janssen and Fox Valley Plastic Surgery 401(k) Plan FBO Janssen Roth 401(k) To Receiver's Proposed Plan for the Allocation of the Assets of Wealth Management LLC, WML Gryphon Fund LLC, WML Watch Stone Partners, L.P., WML Pantera Partners, L.P., WML Palisade Partners, L.P., WML L3, LLC, and WML Quetzal Partners, L.P.

Objection of James P. and Sandra J. Verhoeven to the Receiver's Proposed Plan for the Allocation of Assets

Objection of Susan L. D. Sipes Revocable Trust to Receiver's Proposed Plan for Allocation of Assets and Joinder in Certain Other Filed Objections Thereto

Objection of BLC Community Bank to Receiver's Proposed Plan for the Allocation of the Assets

Investor, Donald R. Sipes, II, Trustee of the Sipes Trust of 1997 (Revocable Trust) Objection to Receiver's Plan of Liquidation

Objection to the Receiver's Proposed Plan for Allocating Wealth Management LLC's and the Wealth Management LLC Funds' Assets by Donald J. McDonald, Sylvia E. McDonald, the Anethesia Services of Fox Valley Profit Sharing Plan, Paul O'Connor and Pamela O'Connor

Defendant Simone Fevola's Objection to the Receiver's Proposed Plan

Objection of the Bender Creditors to the Receiver's Proposed Plan for the Allocation of the Assets of Wealth Management LLC, WML Gryphon Fund LLC, WML Palisade Partners L.P. and WML Quetzal Partners L.P.

Objection of Creditor Edwin Wilson to the Receiver's Proposed Plan for the Allocation of the Assets of Wealth Management LLC and WML Gryphon Fund LLC

Receiver's Omnibus Response to Objections to Proposed Plan for Allocation of Assets

Answers and Counterclaims

Investors' Advisory Committee Meeting - Re: Wealth Management, LLC Receivership - Monday, October 12, 2009, 1 p.m. CST

Motion of the Receiver for Entry of an Order (I) Establishing Creditor Bar Date and Investor Claim Objection Deadline; and (II) Approving Form and Manner of Notice Thereof

James E. Putnam Objection to Proposed Plan of Distribution by Receiver

Response of Receiver to Objection Filed by James Putman to Proposed Plan of Distribution

Summary of November 4, 2009 Court Hearing

Supplemental Memorandum of Receiver in Support of Proposed Plan for Allocation of Assets

Verhoeven Letter to Court

Bender Objectors' Letter to Court

Levine Letter to Court

Wilson Objectors' Letter to Court

Letter from James Putman to Receiver

Order Confirming the Receiver's Distribution Plan

Order Lifting Stay of Ancillary Litigation Against Defendant Putman

Receiver's Second Amended Proposed Plan for the Allocation of the Assets of Wealth Management LLC, WML Gryphon Fund LLC, WML Watch Stone Partners, L.P., WML Pantera Partners, L.P, WML Palisade Partners, L.P., WML L3, LLC, and WML Quetzal Partners, L.P.

Order (I) Establishing Creditor Bar Date and Investor Claim Objection Deadline; and (II) Approving Form and Manner of Notice Thereof

Creditor Bar Date Notice

Letter From Tellus to WML Quetzal Partners, LP

Expedited Motion To Stay Order Confirming Receiver's Distribution Plan Pending Appeal

Receiver's Objection to Motion Stay Order Confirming Distribution Plan Pending Appeal

Status Update as of December 30, 2009

Amended Docketing Statement

Letter from James Putman to District Court, attaching Proof of Claim

Required Appellate Disclosure Statements

Correction to Status Update of December 30, 2009

Message from Investor

Brief on Appeal filed by Objectors to Distribution Plan

Order Denying Motion of Appellants to Stay Distribution Under Receiver's Plan

Wilson and Verhoeven Emergency Motion to the Circuit Court to Stay Distributions Pending Appeal

Receiver's Motion to Set Supplemental Bar Date for Certain Creditors to File Claims

Supplement to Receiver's Motion to Set Supplemental Bar Date for Certain Creditors to File Claims

Amended Exhibit to Proposed Order Granting Receiver's Motion to Set Supplemental Bar Date for Certain Creditors to File Claims

Order of Circuit Court Denying Wilson and Verhoeven Emergency Motion to Stay Distributions Pending Appeal

Investors' Advisory Committee Meeting Minutes - - January 10, 2010

Order setting Supplemental Bar Date of March 12, 2010 for Certain Creditors

Memo to Investors in WML Palisade Partners, L.P. and WML Watch Stone Partners, L.P.

Plaintiff's SEC Motion For Entry of Final Judgment By Consent Against Simone Fevola

Receiver's Status Update

Receiver's Responsive Brief In Appeal of Objectors to Distribution Plan

Agreed Motion and Proposed Order Regarding Treatment of Fund Investments held by Simone O. Fevola and Julie F. Fevola

Receiver's Motion for Order, Pursuant to Approved Plan of Distribution, Equitably Subordinating Equity Interests Of Amalgamated Consolidated Enterprises, Inc.

Civil Judgement and Bar Order Entered Against Simone Fevola

Reply Brief of Appellants

Representation by Private Attorneys Asserting Claims on Behalf of Wealth Management Investors

Second Interim Fee Application of Receiver and Quarles & Brady LLP

Receiver's Consolidated Brief in Opposition to Motions to Clarify or Modify Freeze Order

Brief of Dr. David Janssen on Motion for Clarification of Freeze Order

Supplemental Brief in Support of Motion of the Joanne Miller Trust to Clarify Asset Freeze Order to Allow for Payment of Amounts Due Under Promissory Note

Rule 7.4 Expedited Non-Dispositive Motion of Riek & Associates, LLC To Clarify or Modify Freeze Order

Objection by the Joanne Miller Trust, David Janssen and Fox Valley Plastic Surgery 401(k) Plan FBO Janssen Roth 401(k) to Receiver's Proposed Plan for the Allocation of the Assets of Wealth Management LLC, WML Gryphon Fund LLC, WML Watch Stone Partners, L.P., WML l3, LLC, and WML Quetzal Partners, L.P.

Scheduling Order Regarding Second Interim Fee Application of Receiver and Quarles & Brady LLP

Notice of (A) Filing of Second Interim Fee Application of Receiver and Quarles & Brady LLP and (B) Objection Procedure

April 20, 2010 Update

Receiver's May 13, 2010 Memo Regarding Completion of First Distributions

Receiver's Report Regarding First Distribution of Assets Made on May 3, 2010, Pursuant to Approved Plan of Allocation

Third Status Report of the Receiver

Appellants' Response to Receiver's Motion to Dismiss or Affirm in Light of Plan Distributions

Order Authorizing Allowance and Payment of Interim Compensation and Reimbursement of Expenses to (I) Faye B. Feinstein, Receiver for Wealth Management LLC and the Relief Defendants, and (II) Quarles & Brady LLP, as Counsel to the Receiver, for the Period from July 1, 2009, through December 21, 2009

Status Update Regarding Claims of Former Employees of Wealth Management LLC

June 18, 2010 Memo Regarding Investors In the Palisade and Watch Stone Funds

WML Outstanding Distribution Check Notice

Papers Regarding $500,000 Settlement with Houston Casualty Insurance Company

Motion to Pay Claims of Former Employees and to Compel Turnover of Estate Funds from Community First Credit Union

Objection of Community First Credit Union to Payment of Employee Claims and to Turnover of Funds, and Receiver's Reply to Objection

Objection to Motion to Settle With Houston Casualty Insurance Company, and Receiver's Reply

Third Interim Fee Application of Receiver and Quarles & Brady LLP

First Interim Fee Application for Alan D. Lasko & Associates. P. C.

Minutes of August 13, 2010 Investors' Advisory Committee Meeting

Order Granting Third Interim Fee Application of Receiver and Quarles & Brady LLP

Order Granting First Interim Fee Application of Alan D. Lasko & Associates, P.C., Financial Consultants to Receiver

Receiver's Status Report of November 1, 2010 including information regarding Putman Chapter 7 bankruptcy case

Receiver's Motion for Examination of James Putman in his Chapter 7 case

Certification of Michael H. Schaalman in Support of Receiver's Motion to Compel Discovery

Receiver's Brief in Support of Motion to Compel Discovery

Receiver's Motion to Compel Discovery

Memo Regarding Attendance at December 1 Examination of James Putman

Appellate Court Opinion Upholding Receiver's Plan

Memo to Investors Regarding Filing Claims in Putman Chapter 7 Case

Transcript of December 1, 2010, examination of James Putman

Claim Numbers 44 and 45 dated December 29, 2010, filed by Receiver in Chapter 7 bankruptcy case of James Putman

Amendment to add Receiver to complaint seeking to hold debts owed by James Putman to be not discharged in his personal bankruptcy case

Receiver's Complaint against Dennis J. Long and others filed January 20, 2011

Receiver's Complaint against Brian W. Bender and others filed January 20, 2011

Receiver's Complaint against Donald J. McDonald and others filed January 20, 2011

Status update regarding SageCrest Fund - February, 2011

Transcript of Simone Fevola deposition

Transcript of 2/25/2011 Putman Deposition

March 11, 2011 Update to Certain Litigation Matters

Riek Deposition Transcript

Motion of Dennis J. Long et al. to Dismiss Receiver's Complaint of January 20, 2011

Motion of Brian W. Bender et al. to Dismiss Receiver's Complaint of January 20, 2011

Receiver's Motion to Reconsider Order Denying Motion to Compel Discovery

Objection of Wood, Hat & Silver, LLC, to Receiver's Motion to Reconsider Order Denying Motion to Compel Discovery

Receiver's Reply in Support of Motion to Reconsider Order Denying Motion to Compel Discovery

Receiver's Brief in Opposition to Motion to Dismiss of Defendants Brian W. Bender et al.

Receiver's Brief in Opposition to Motion to Dismiss of Defendants Dennis J. Long et al.

Order Granting Receiver's Motion to Reconsider and Requiring Wood, Hat & Silver to Comply with Receiver's Subpoena

Information Regarding Meeting for Investors in Gryphon, Palisade, Pantera, and Watch Stone Funds

Update regarding Tax Returns and K-1s for WM Funds

Reply of Defendants Dennis J. Long et al. (and related papers) in support of their Motion to Dismiss Receiver's Complaint

Reply of Defendants Brian W. Bender et al. (and related papers) in support of their Motion to Dismiss Receiver's Complaint

SEC Responses (with motions for leave to file same) to Replies of Long Defendants and of Bender Defendants regarding Defendants' Motions to Dismiss

Objection of Defendants Dennis J. Long et al. to SEC Motion for Leave to File Response to Reply of Long Defendants

Objection of Defendants Brian W. Bender et al. to SEC Motion for Leave to File Response to Reply of Bender Defendants

Sur-Reply of Receiver (and related papers) to Reply of Defendants Dennis J. Long et al. regarding their Motion to Dismiss

Sur-Reply of Receiver (and related papers) to Reply of Defendants Brian W. Bender et al. regarding their Motion to Dismiss

Objection of Defendants Dennis J. Long et al. to Receiver's Motion for Leave to File Sur-Reply

Objection of Defendants Brian W. Bender et al. to Receiver's Motion for Leave to File Sur-Reply

Status Update dated June 28, 2011

Update re status of second interim distribution

Fourth Interim Fee Application of Receiver and Quarles & Brady LLP, filed August 3, 2011

Second Interim Fee Application of Alan D. Lasko & Associates, P.C., filed August 3, 2011

Notice of Filing and of Objection Procedure Regarding Fee Applications filed on August 3, 2011

Scheduling Order Regarding Fee Applications filed on August 3, 2011

Receiver's Report Regarding Second Distribution of Assets Made on July 14, 2011, Pursuant to Approved Plan of Allocation

Sagecrest II LLC Joint Plan of Liquidation

Wealth Management Status Memo

Decision and Order of April 24, 2012, Granting Summary Judgment to SEC Against James E. Putman.

Receiver's Status Memo of June 22, 2012, regarding (a) Distribution from The Baetis Fund and (b) SEC Action against James E. Putman

Deposition of Joseph Aaron - January 5, 2012

CORRECTED Memo regarding Resolution of Dispute over Discharge of Debts in Putman's Personal Bankruptcy Case

Fifth Interim Fee Application of Receiver and Quarles & Brady LLP, filed August 7, 2012

Third Interim Fee Application of Alan D. Lasko & Associates, P.C., filed August 7, 2012

Notice of Filing and of Objection Procedure Regarding Fee Applications filed on August 7, 2012

Scheduling Order Regarding Fee Applications filed on August 7, 2012

Memo to Investors With Charles Schwab & Co. IRA Accounts

Complaint filed on December 11, 2012 by Melnick & Melnick

Receiver's Status Report of April 26, 2013

Receiver's Motion for Order Approving Settlement with Valstone Funds

Order Approving Settlement with Valstone Funds

Memo to Investors of WML L3, LLC

Seventh Interim Fee Application of Receiver and Quarles & Brady LLP, filed July 29, 2014

Fifth Interim Fee Application of Alan D. Lasko & Associates, P.C., filed July 29, 2014

Notice of Filing and of Objection Procedures Regarding Fee Applications filed on July 29, 2014

Scheduling Order Regarding Fee Applications filed on July 29, 2014

Plaintiffs' First Amended Complaint - filed 10-30-14.pdf

Eighth Interim Fee Application of Receiver and Quarles & Brady LLP, filed August 13, 2015

Sixth Interim Fee Application of Alan D. Lasko & Associates, P.C., filed August 13, 2015

Notice of Filing and of Objection Procedures Regarding Fee Applications filed on August 13, 2015

Scheduling Order Regarding Fee Applications filed on August 13, 2015

Decision regarding Motion to Dismiss Plaintiffs' First Amended Complaint - posted 12-15-2015

Ninth Interim Fee Application of Receiver and Quarles & Brady LLP, filed July 18, 2016

Notice of Filing and of Objection Procedures Regarding Fee Application filed on July 19, 2016

Scheduling Order Regarding Fee Application filed on July 19, 2016

 

Tenth Interim Fee Application of Receiver and Quarles & Brady LLP, filed June 30, 2017

Notice of Filing and of Objection Procedures Regarding Fee Application filed on July 14, 2017

Scheduling Order Regarding Fee Application entered on July 14, 2017